Preface
Acknowledgments
Introduction
Part I THE EIGHTFOLD PATH
Step One: Define the Problem
Step Two: Assemble Some Evidence
Step Three: Construct the Alternatives
Step Four: Select the Criteria
Step Five: Project the Outcomes
Step Six: Confront the Trade-Offs
Step Seven: Stop, Focus, Narrow, Deepen, Decide!
Step Eight: Tell Your Story
PART II ASSEMBLING EVIDENCE
Getting Started
Locating Relevant Sources
Gaining Access and Engaging Assistance
Conducting a Policy Research Interview
Using Language to Characterize and Calibrate
Protecting Credibility
Strategic Dilemmas of Policy Research
PART III HANDLING A DESIGN PROBLEM
It′s a Production System
Crosswalks to the Eightfold Path
Define the Problem—Focus on a Primary Outcome
Construct the Alternatives—Configure the System’s Organizational
Structure and Its Operating Processes
Select the Criteria—Define the Objectives to Be Achieved
Project the Outcomes—Test Whether It Will Work
Confront the Trade-Offs—Examine the System from Multiple
Perspectives
Design a Transition Strategy
PART IV “SMART (BEST) PRACTICES” RESEARCH: UNDERSTANDING AND MAKING
USE OF WHAT LOOK LIKE GOOD IDEAS FROM SOMEWHERE ELSE
Develop Realistic Expectations
Analyze Smart Practices
Observe the Practice
Describe Generic Vulnerabilities
But Will It Work Here?
Back to the Eightfold Path
APPENDIX A SPECIMEN OF A REAL-WORLD POLICY ANALYSIS
Preface
Summary
Reducing Consumption: More Enforcement against Typical Dealers
Reducing Consumption: More Enforcement against Higher-Level
Dealers
Reducing Cocaine-Related Crime
Conclusion
Appendix B THINGS GOVERNMENTS DO
Taxes
Regulation
Subsidies and Grants
Service Provision
Agency Budgets
Information
The Structure of Private Rights
The Framework of Economic Activity
Education and Consultation
Financing and Contracting
Bureaucratic and Political Reforms
APPENDIX C UNDERSTANDING PUBLIC AND NONPROFIT INSTITUTIONS: ASKING
THE RIGHT QUESTIONS
Mission
Environment
Performance Measurement
Technology
Production/Delivery Processes
Frontline Workers and Co-Producers
Partners and Other Outsiders
Centralization/Decentralization
Culture and Communications
Politics
Leadership
Change
APPENDIX D STRATEGIC ADVICE ON THE DYNAMICS OF GATHERING POLITICAL
SUPPORT
Sequencing
Timing
APPENDIX E TIPS FOR WORKING WITH CLIENTS
References
Index
Eugene Bardach has been teaching graduate-level policy analysis
workshop classes since 1973 at the Goldman School of Public Policy,
University of California, Berkeley, in which time he has coached
some five hundred projects. He is a broadly based political
scientist with wide-ranging teaching and research interests. His
focus is primarily on policy implementation and public management,
and most recently on problems of facilitating better
interorganizational collaboration in service delivery (e.g., in
human services, environmental enforcement, fire prevention, and
habitat preservation). He also maintains an interest in problems of
homeland defense, as well as regulatory program design and
execution, particularly in areas of health, safety, consumer
protection, and equal opportunity. Bardach has developed novel
teaching methods and materials at Berkeley, has directed and taught
in residentially based training programs for higher-level public
managers, and has worked for the Office of Policy Analysis at the
US Department of the Interior. He is the recipient of the 1998
Donald T. Campbell Award of the Policy Studies Organization for
creative contribution to the methodology of policy analysis, and is
a fellow of the American Academy of Arts and Sciences. This book is
based on his experience teaching students the principles of policy
analysis and then helping them to execute their project work.
Eric M. Patashnik is the Julis-Rabinowitz Professor of Public
Policy, a professor of political science, and chair of the
Political Science Department at Brown University. He is also a
nonresident senior fellow at the Brookings Institution and a fellow
of the National Academy of Public Administration. He previously
served as director of Brown’s Master of Public Affairs program.
Before coming to Brown, Patashnik held faculty positions at the
University of Virginia (UVA), UCLA, and Yale University. During his
time at UVA, he served as associate dean and acting dean at the
Frank Batten School of Leadership and Public Policy. Patashnik’s
research focuses on the politics of American national policymaking,
especially health policy, the welfare state, and the reform
process. He is the author or editor of nine books. Patashnik has
twice won the Louis Brownlow Book Award of the National Academy of
Public Administration and has also won the Don K. Price Award of
the American Political Science Association. Patashnik received his
master of public policy and doctoral degrees from the University of
California, Berkeley. Earlier in his career, Patashnik was a
legislative analyst for the US House Administration Subcommittee on
Elections.
"A Practical Guide for Policy Analysis remains the most accessible
and practical guide for those learning the craft of policy
analysis. It offers convincing reasoning for and a clear roadmap of
the required steps to conduct policy analysis, provides a terrific
list of useful resources and helpful hints, and offers very
practical illustrations and examples. The newly added section on
design problems broadens discourse to include not only knowledge on
how to improve analysis of discrete policy choices, but also on how
to generate effective strategies to change the design parameters of
policy problems. It should be required reading for all students in
public affairs type undergraduate major and graduate level
programs."
*Michael Stoll*
"I have used Bardach’s A Practical Guide for Policy Analysis in
several editions over many years to instruct masters in public
policy students in the skills and insights required of an effective
policy practitioner. I like the book for its conciseness, its
concreteness, its practicality and its accessibility. It
provides a nice framework and set of concepts that can be developed
and applied in case studies to structure an effective policy
analysis course. I welcome the new edition, which clarifies
and updates the material and adds a helpful new section on policy
design, while keeping the structure and down-to-earth writing style
of previous editions."
*Mary Jo Bane*
"A Practical Guide for Policy Analysis is the essential text to
introduce health policy students to the practice of policy
analysis. The authors offer a persuasive argument for why defining
the problem is the fundamental yet challenging first step of policy
analysis; this lesson is critical for health policy, where issue
rhetoric abounds. The book offers a step-by-step methodology that
appeals to students’ need for structure, while reminding readers
that the process of policy analysis—and politics—is inherently
complex and non-linear. Students who master the book’s core lessons
will learn to embrace an iterative mode of thinking and a
storytelling mode of writing, skills that will serve policy
professionals and policy researchers well throughout their
careers."
*Sarah Gollust*
"Bardach and Patashnik’s Practical Guide has become a genuine
classic of policy analysis because it offers a versatile framework
for confronting policy issues of all types, from persistent,
long-standing problems to new, emergent challenges. Like every
classic work, it contains different layers of insight for different
readers. Junior analysts can use the 8 basic elements as a primer.
Intermediate analysts can add the design principles. Experienced
analysts can deepen their practice by applying the 8-fold path to
more and more complex problems. I wouldn’t think of teaching policy
analysis at any level without this elegant guide to our craft."
*Karen Baehler, PhD*
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